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Regulation NMS
Results: 1042

#	Item
541	Notice of Filing of a Proposed Rule Change to Enhance Quotation Requirements for Market Makers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-21 14:26:36 Finance Stock market United States Securities and Exchange Commission Market maker NASDAQ National best bid and offer Regulation NMS Securities Exchange Act Order Financial markets Financial economics Investment
542	Proposed new language is italicized; proposed deletions are marked by [brackets]. CHAPTER XI. Trading Rules *** Rule[removed]Orders and Modifiers Users may enter into the System the types of orders listed in this Rule 1 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-03-25 11:17:32** Fixed exchange-rate system Stock market Order Regulation NMS
543	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]April 8, 2014 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change t Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-09 13:40:08 Finance Financial markets United States securities law Financial regulation Short selling Regulation NMS Straddle Short Betting in poker Financial economics Investment United States Securities and Exchange Commission
544	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-04-17 22:05:55 Chicago Stock Exchange Economy of the United States Financial regulation Securities Exchange Act Regulation NMS Public administration U.S. Securities and Exchange Commission Regulation United States Securities and Exchange Commission United States securities law 73rd United States Congress
545	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-01-29 16:47:25 NASDAQ Philadelphia Stock Exchange Regulation NMS Financial economics Investment Options Price Reporting Authority Self-regulatory organizations Economy of the United States Economy of New York City
546	Rel No[removed], SR-NSX[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-06-10 12:00:05 Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Regulation NMS Government Financial economics United States Securities and Exchange Commission United States securities law 73rd United States Congress
547	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Rule Interpretation Relating to Trading of Nasdaq National Market Securities...; Rel. No[removed], File No. SR-CHX[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-08-25 16:48:26 Financial regulation 73rd United States Congress Business Financial system Financial economics Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission Short United States Securities and Exchange Commission United States securities law Chicago Stock Exchange
548	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]June 30, 2005 Self Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rul Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-07-05 16:51:54 Chicago Stock Exchange Financial economics Business Financial regulation Finance 73rd United States Congress Securities Exchange Act Regulation NMS U.S. Securities and Exchange Commission United States Securities and Exchange Commission United States securities law Self-regulatory organizations
549	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]November 28, 2012 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change M Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-29 07:41:30 Order Regulation NMS Futures contract Securities Exchange Act Investment Finance United States Securities and Exchange Commission Stock market Financial economics
550	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]November 15, 2006 Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Prop Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-11-17 16:57:28 Investment Financial markets Self-regulatory organizations Finance United States securities law Intermarket sweep order Regulation NMS Philadelphia Stock Exchange Securities Exchange Act Stock market United States Securities and Exchange Commission Financial economics

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